Compliance Recording
IPC and Verint have teamed up to support businesses in refining their financial trading workflows and managing compliance risks, especially during uncertain periods. This strategic partnership combines IPC’s expertise in trading infrastructure with Verint’s advanced compliance and risk management solutions. The collaboration is designed to enhance trading efficiency, ensure regulatory adherence, and provide businesses with the tools needed to navigate complex financial environments with greater confidence and agility. This collaborations integrates IPC’s advanced trading infrastructure with Verint’s compliance and risk management solutions.
Verint® Financial Compliance™ (formerly Verba) is a holistic compliance offering that set out to enable financial services and trading organizations to meet strict regulatory demands. Trusted by hundreds of financial organizations worldwide—including Tier 1 banks and investment firms—Verint’s compliance solutions help businesses drive communication compliance, automate assurance and reduce risk across unified communications (UC), telephony, trader voice and mobile platforms. Powered by automation, AI and an extensive RegTech partner ecosystem, VFC solutions provide compliance recording, records retention, speech transcription and analytics, along with proactive communication governance, and infrastructure monitoring capabilities – augmented by an open approach to facilitate integration. Our solutions offer a broad range of capabilities including the ability to capture, analyze and control communications data and turn regulatory compliance into a strategic advantage.
- Application Workflow – GUI based request and application access
- Configure Rules – Define who approves, and how many approvals
- Audit – Audit all actions, traceability via dashboards and reports
- Supported Processes – Legal Hold, Replay Approval, Case Access
- Labelling and Case Management – automated call categorization and case management via sophisticated policy framework
- Legal Hold – exclude communication records from standard data retention processing
- Data Management & Security – enhanced security mechanisms via access control, secure workflows, encryption & digital signatures, and more
- Single Pane of Glass View – use visual dashboards to track all policy events and action taken in the system
- Voice Quality Monitoring & Scoring – automatically monitors recorded audio quality
- Recording Assurance Dashboards – single pane of glass view of metrics
- Automated Policies – voice quality checks via rules-based automation
- Alerting Options – IT / Compliance team can take action immediately
- Capture – Compliance Recording
- Archive – Records Retention & Data Management
CERTIFIED!!
NICE is a leading financial compliance solution provider, serving more than 90 percent of the largest investment banks globally. NICE’s compliance solutions assist customers in the capture of trade conversations and trades, analyzing them for potential risk, and correlating trade conversations with trades for efficient and compliant trade reconstruction.
NTR-X Key Solutions :
- Seamless upgrade path from NTR (NICE Trading Recording) to NTR-X for current NICE customers
- Centralized global approach ensures regulatory compliance, reduces TCO Compliance recording and assurance in one platform
- Automated and streamlined compliance assurance
- Remote workforce ready – records all communication modalities
- Market proven integrations to leading turrets, desktop phone systems, mobile phones, and unified communications platforms
- Multi-flavored logger for all communication modalities
- Open APIs for integrating downstream and upstream applications
- Cloud-ready – migrate at your own pace
Server footprint reduced by up to 65 percent (and associated costs) - Simplified deployment, maintenance and upgrades
- Standards-based security – open, yet secure; use your own encryption keys
- Modern database approach lets firms take control of data
Contact us to learn more!
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On-Premise Trading Communications
On-Premise Trading
Communications
Compliance Remote Trade Solutions
Complaince Remote
Trade Solutions
SaaS
Communications
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Connexus Unigy® Expres
Trading Experience
Complaince Remote
Trade Solutions
API Enablement
Connexus Unigy
Connexus Unigy® Expres
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Contact Info
Achievement Centre :
Jl.RS Fatmawati Raya, Kramat Batu 15c Jakarta 12420 Indonesia
Back End Support :
Komplek Duta Mas Fatmawati
Blok A1 No. 14, 15,16 Jl fatmawati No. 39
Cipete Utara, Kebayoran Baru
Jakarta 12150 - INDONESIA